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Our  Inspiring Vision, Core Values,

Defining Beliefs and Standards Of Conduct

 

My Guiding Vision is:

I will never provide false or misleading information to a prospect or a client or purposely create unreasonable or unjustified expectations.

I will never take custody of any part of a client's financial net worth and will always act as a trusted fiduciary when working with clients and prospects.

When I lack the competence, skills or experience, I will always use the services of independent third parties when providing

services to clients and prospects.

I will always act in the best interest of my clients

I believe in being a life-long learner and will always strive to keep informed of new developments in all areas that I practice in.

I will always promptly disclose any and all conflicts of interest relating to my client's financial affairs.

I will always fully disclose all compensation information related to any client relationship.

I will only enter into client engagements if I can provide competent services and provide value to the client.

I will always provide financial services to clients and prospects with the highest level of integrity.  Integrity demands honesty and trustworthiness which will always be placed above personal gain and advantage.

I will always remain objective when providing financial services to clients and prospects.  Objectivity requires intellectual honesty and impartiality and is an essential quality of any profession.

I will always provide services to clients and prospects with competence and skill.  Competence and skill arise from attaining and maintaining an adequate level of knowledge and effectively applying that knowledge to important challenges faces by clients and prospects.

I will never disclose any confidential information concerning a client or prospect without the expressed consent of the client or prospect.  Creating relationships of trust and confidence are paramount to my practice as a trusted wealth professional.

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